Handbook Date: 19/06/2013
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High Level Standards
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Principles for Businesses
| PRIN | |
Senior Management Arrangements, Systems and Controls
| SYSC | |
Threshold Conditions
| COND | |
Statements of Principle and Code of Practice for Approved Persons
| APER | |
The Fit and Proper test for Approved Persons
| FIT | |
Financial Stability and Market Confidence Sourcebook
| FINMAR | |
Training and Competence
| TC | |
General Provisions
| GEN | |
Fees Manual
| FEES |
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Prudential Standards
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General Prudential sourcebook
| GENPRU | |
Prudential sourcebook for Banks, Building Societies and Investment Firms
| BIPRU | |
Prudential sourcebook for Insurers
| INSPRU | |
Prudential sourcebook for Mortgage and Home Finance Firms, and Insurance Intermediaries
| MIPRU | |
Prudential sourcebook for UCITS Firm
| UPRU | |
Interim Prudential sourcebook for Friendly Societies
| IPRU-FSOC | |
Interim Prudential sourcebook for Insurers
| IPRU-INS | |
Interim Prudential sourcebook for Investment Businesses
| IPRU-INV |
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Business Standards
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Conduct of Business Sourcebook
| COBS | |
Insurance: Conduct of Business sourcebook
| ICOBS | |
Mortgages and Home Finance: Conduct of Business sourcebook
| MCOB | |
Banking: Conduct of Business sourcebook
| BCOBS | |
Client Assets
| CASS | |
Market Conduct
| MAR |
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Regulatory Processes
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Supervision
| SUP | |
Decision Procedure and Penalties Manual
| DEPP |
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Redress
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Dispute Resolution: Complaints
| DISP | |
Consumer Redress Schemes sourcebook
| CONRED | |
Compensation
| COMP |
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Specialist sourcebooks
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Building Societies sourcebook
| BSOCS | |
Collective Investment Schemes
| COLL | |
Credit Unions New sourcebook
| CREDS | |
Professional Firms
| PROF | |
Regulated Covered Bonds
| RCB | |
Recognised Investment Exchanges
| REC |
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Listing, Prospectus and Disclosure
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Listing Rules
| LR | |
Prospectus Rules
| PR | |
Disclosure Rules and Transparency Rules
| DTR |
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Handbook Guides
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Energy Market Participants
| EMPS | |
Oil Market Participants
| OMPS | |
Service companies
| SERV | |
General guidance on Benchmark Submission and Administration
| BENCH |
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Regulatory Guides
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The Building Societies Regulatory Guide
| BSOG | |
The Collective Investment Scheme Information Guide
| COLLG | |
The Enforcement Guide
| EG | |
Financial Crime: a guide for firms
| FC | |
The Perimeter Guidance Manual
| PERG | |
The Responsibilities of Providers and Distributors for the Fair Treatment of Customers
| RPPD | |
The Unfair Contract Terms Regulatory Guide
| UNFCOG |
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