Instruments which have not yet been fully brought into force

Information correct as of 4 July 2014

Reference NumberTitleFCA/PRADate madeDate effectiveRelevant modules
FCA2014/44Alternative Investment Fund Managers Directive and Undertakings for Collective Investment in Transferable Securities Directive (Miscellaneous Amendments) Instrument 2014
[FCA]

26 June 2014

  • 1 July 2014
  • 21 December 2014
  • Glossary
  • SYSC
  • SUP
  • COLL
  • FUND
FCA2014/42Regulatory Reporting (Amendment No 14) Instrument 2014
[FCA]

26 June 2014

  • 1 July 2014
  • 1 October 2014
  • SUP
FCA2014/41Supervision Manual (Performance and Data Reports) (Amendment) Instrument 2014
[FCA]

26 June 2014

  • 1 January 2015
  • SUP
FCA2014/40Client Assets Sourcebook (Amendment No 6) Instrument 2014
[FCA]

26 June 2014

  • 1 July 2014
  • 1 June 2014
  • Glossary
  • CASS
FCA2014/37Handbook Administration (No 34) Instrument 2014
[FCA]

26 June 2014

  • 1 July 2014
  • 22 July 2014
  • 1 December 2014
  • 1 June 2014
  • Glossary
  • FEES
  • BIPRU
  • CASS
  • SUP
  • DISP
  • CONC
  • FUND
  • PERG
FCA2014/36Client Assets Sourcebook (Amendment No 5) Instrument 2014
[FCA]

5 June 2014

  • 1 July 2014
  • 1 December 2014
  • 1 June 2015
  • Glossary
  • COBS
  • CASS
  • SUP
PRA2014/9PRA Rulebook CRR Firms: Capital Buffers Instrument 2014
[PRA]

25 April 2014

  • 1 May 2014
  • 1 January 2016
  • N/A
PRA2014/7Handbook Administration Instrument (No 2) 2014
[PRA]

25 April 2014

  • 1 May 2014
  • 22 July 2014
  • Glossary
  • FEES
  • SUP
  • COMP
  • CREDS
FCA2014/23Capital Requirements Directive IV (Capital Buffers) Instrument 2014.
[FCA]

27 March 2014

  • 1 May 2014
  • 1 January 2016
  • Glossary
  • IFPRU
FCA2014/21Handbook Administration (No 33) Instrument 2014
[FCA]

27 March 2014

  • 1 April 2014
  • 26 April 2014
  • 1 January 2015
  • Glossary
  • SYSC
  • BIPRU
  • IFPRU
  • MIPRU
  • IPRU-INV
  • COBS
  • MCOB
  • CASS
  • SUP
  • DISP
  • CONC
  • REC
  • PERG
FCA2014/14Alternative Investment Fund Managers Directive (Consequential Amendments) Instrument 2014
[FCA]

27 February 2014

  • 28 February 2014
  • 1 April 2014
  • 22 July 2014
  • Glossary
  • SYSC
  • COND
  • GEN
  • FEES
  • COBS
  • SUP
  • DEPP
  • COMP
  • COLL
  • LR
  • EMPS
  • OMPS
  • SERV
  • EG
  • PERG
FCA2014/5Retail Distribution Review (Adviser Charging No 7) Instrument 2014
[FCA]

30 January 2014

  • 31 December 2014
  • COBS
FOS2014/3Handbook Administration (No 34) Instrument 2014
[FCA]

23 June 2014

  • 22 July 2014
  • DISP
FCA2013/83Supervision Manual (Product Sales Data and Mortgage Lenders and Administrators Return) (Amendment) Instrument 2013
[FCA]

12 December 2013

  • 1 January 2015
  • SUP
PRA2013/25Handbook Administration Instrument (No 2) 2013
[PRA]

3 October 2013

  • 4 October 2013
  • 22 July 2014
  • Glossary
  • APER
  • GEN
  • FEES
  • BIPRU
  • INSPRU
  • IPRU-FSOC
  • IPRU-INS
  • SUP
  • COMP
  • BSOG
FCA2013/67Capital Resources Requirements for Personal Investment Firms (Amendment No 2) Instrument 2013
[FCA]

26 September 2013

  • 31 December 2013
  • 31 December 2015
  • IPRU-INV
FCA2013/51Alternative Investment Fund Managers Directive Instrument 2013
[FCA]

27 June 2013

  • 22 July 2013
  • 22 July 2014
  • PRIN
  • SYSC
  • GEN
  • FEES
  • GENPRU
  • BIPRU
  • UPRU
  • IPRU-INV
  • COBS
  • CASS
  • SUP
  • DISP
  • COMP
  • FUND
  • PERG
PRA2013/24Handbook Administration Instrument (No 1) 2013
[PRA]

22 July 2013

  • 23 July 2013
  • 22 July 2014
  • PRIN
  • SYSC
  • TC
  • GEN
  • FEES
  • GENPRU
  • BIPRU
  • IPRU-FSOC
  • IPRU-INV
  • COBS
  • ICOBS
  • MCOB
  • BCOBS
  • CASS
  • MAR
  • SUP
  • DISP
  • COMP
  • PROF
  • BSOG
2011/72Credit Unions New Sourcebook (Consequential Amendments) Instrument 2011

8 December 2011

  • 8 January 2012
  • 1 October 2014
  • Glossary
  • MIPRU
  • IPRU-INV
  • SUP
  • DEPP
  • DISP
  • COMP