Instruments which have not yet been fully brought into force

Information correct as of 26 March 2014

Reference NumberTitleFCA/PRADate madeDate effectiveRelevant modules
FCA2014/28Consumer Credit (Statutory Notices) Instrument 2014
[FCA]

27 March 2014

  • 1 April 2014
  • DEPP
  • EG
FCA2014/27Supervision Manual (Waiver Process) (Amendment) Instrument 2014
[FCA]

27 March 2014

  • 1 April 2014
  • SUP
FCA2014/26Client Assets Sourcebook (Amendment No 4) Instrument 2014
[FCA]

27 March 2014

  • 1 April 2014
  • CASS
FCA2014/25Consumer Credit (Debt Management Client Money) (Supplementary Amendments) Instrument 2014
[FCA]

27 March 2014

  • 1 April 2014
  • CASS
FCA2014/24Conduct of Business Sourcebook (Mutuals) Instrument 2014
[FCA]

27 March 2014

  • 28 March 2014
  • COBS
FCA2014/23Capital Requirements Directive IV (Capital Buffers) Instrument 2014.
[FCA]

27 March 2014

  • 1 May 2014
  • 1 January 2016
  • Glossary
  • IFPRU
FCA2014/22Financial Services Compensation Scheme (Management Expenses Levy Limit 2014/2015) (FCA) Instrument 2014
[FCA]

27 March 2014

  • 1 April 2014
  • FEES
FCA2014/21Handbook Administration (No 33) Instrument 2014
[FCA]

27 March 2014

  • 1 April 2014
  • 26 April 2014
  • 1 January 2015
  • Glossary
  • SYSC
  • BIPRU
  • IFPRU
  • MIPRU
  • IPRU-INV
  • COBS
  • MCOB
  • CASS
  • SUP
  • DISP
  • CONC
  • REC
  • PERG
FCA2014/20Fees (Issuers) (Late Publication of Reports) Instrument 2014
[FCA]

27 March 2014

  • 1 April 2014
  • FEES
FCA2014/19Fees (Consumer Credit No 2) Instrument 2014
[FCA]

27 March 2014

  • 1 April 2014
  • FEES
  • SUP
FCA2014/18Fees (Miscellaneous Amendments) (No 7) Instrument 2014
[FCA]

27 March 2014

  • 1 April 2014
  • Glossary
  • FEES
  • SUP
PRA2014/6PRA Fees (Miscellaneous Amendments) Instrument 2014
[PRA]

26 March 2014

  • 1 April 2014
  • Glossary
  • FEES
PRA2014/5Financial Services Compensation Scheme (Management Expenses Levy Limit) Instrument 2014
[PRA]

26 March 2014

  • 1 April 2014
  • FEES
PRA2014/4Handbook Administration Instrument (No 1) 2014
[PRA]

28 February 2014

  • 3 March 2014
  • 26 April 2014
  • Glossary
  • SYSC
  • MIPRU
  • IPRU-INS
  • SUP
  • CREDS
FCA2014/16Conduct of Business Sourcebook (Platforms) (Amendment No 2) Instrument 2014
[FCA]

27 February 2014

  • 6 April 2014
  • COBS
FCA2014/15Employers’ Liability Insurance: Disclosure by Insurers (No 5) Instrument 2014
[FCA]

27 February 2014

  • 1 April 2014
  • ICOBS
FCA2014/14Alternative Investment Fund Managers Directive (Consequential Amendments) Instrument 2014
[FCA]

27 February 2014

  • 28 February 2014
  • 1 April 2014
  • 22 July 2014
  • Glossary
  • SYSC
  • COND
  • GEN
  • FEES
  • COBS
  • SUP
  • DEPP
  • COMP
  • COLL
  • LR
  • EMPS
  • OMPS
  • SERV
  • EG
  • PERG
FCA2014/13Crowdfunding and the Promotion of Non-Readily Realisable Securities Instrument 2014
[FCA]

27 February 2014

  • 1 April 2014
  • Glossary
  • SYSC
  • IPRU-INV
  • COBS
  • CASS
  • SUP
FCA2014/12Consumer Credit (Consequential and Supplementary Amendments) Instrument 2014
[FCA]

27 February 2014

  • 1 April 2014
  • Glossary
  • PRIN
  • SYSC
  • COND
  • GEN
  • COBS
  • MCOB
  • CASS
  • SUP
  • DEPP
  • DISP
  • CREDS
  • CONC
  • BSOG
  • EG
  • FC
  • PERG
  • UNFCOG
FCA2014/11Consumer Credit Instrument 2014
[FCA]

27 February 2014

  • 1 April 2014
  • CONC
FCA2014/10Fees (Consumer Credit) Instrument 2014
[FCA]

30 January 2014

  • 1 April 2014
  • Glossary
  • FEES
FCA2014/5Retail Distribution Review (Adviser Charging No 7) Instrument 2014
[FCA]

30 January 2014

  • 31 December 2014
  • COBS
PRA2014/1Handbook Administration Instrument (No 3) 2014
[PRA]

29 January 2014

  • 1 February 2014
  • 1 April 2014
  • Glossary
  • SYSC
  • IPRU-INS
  • SUP
FOS2014/2Fees Manual (Financial Ombudsman Service Case Fees 2014/2015) Instrument 2014
[FCA]

19 March 2014

  • 1 April 2014
  • DISP
FOS2014/1Consumer Credit (Consequential and Supplementary Amendments) Instrument 2014
[FCA]

19 February 2014

  • 1 April 2014
  • DISP
PRA2013/32Capital Requirements Directive (Governance and Remuneration) Amendment Instrument 2013
[PRA]

16 December 2013

  • 1 January 2014
  • 1 July 2014
  • SYSC
PRA2013/31Capital Requirements Regulation (Reporting) Amendment Instrument 2013
[PRA]

16 December 2013

  • 1 January 2014
  • 1 July 2014
  • SUP
FCA2013/83Supervision Manual (Product Sales Data and Mortgage Lenders and Administrators Return) (Amendment) Instrument 2013
[FCA]

12 December 2013

  • 1 January 2015
  • SUP
FCA2013/80Conduct of Business Sourcebook (Key Features Illustrations for Personal Pensions) (Amendment No 2) Instrument 2013
[FCA]

12 December 2013

  • 6 April 2014
  • COBS
FCA2013/78Capital Requirements Directive IV (Reporting) Instrument 2013
[FCA]

12 December 2013

  • 1 January 2014
  • 1 July 2014
  • Glossary
  • SUP
FCA2013/75Capital Requirements Directive IV (Governance and Remuneration) Instrument 2013
[FCA]

12 December 2013

  • 1 January 2014
  • 1 July 2014
  • Glossary
  • SYSC
FCA2013/73Handbook Administration (No 32) Instrument 2013
[FCA]

12 December 2013

  • 31 December 2013
  • 1 January 2014
  • 1 February 2014
  • 1 April 2014
  • Glossary
  • PRIN
  • SYSC
  • GEN
  • COBS
  • MCOB
  • SUP
  • COLL
  • CONC
  • CREDS
  • PROF
  • PERG
PRA2013/25Handbook Administration Instrument (No 2) 2013
[PRA]

3 October 2013

  • 4 October 2013
  • 22 July 2014
  • Glossary
  • APER
  • GEN
  • FEES
  • BIPRU
  • INSPRU
  • IPRU-FSOC
  • IPRU-INS
  • SUP
  • COMP
  • BSOG
FCA2013/68Consumer Credit (High-level Standards and Interim Regime) Instrument 2013
[FCA]

26 September 2013

  • 1 April 2014
  • Glossary
  • PRIN
  • SYSC
  • GEN
  • CONC
FCA2013/67Capital Resources Requirements for Personal Investment Firms (Amendment No 2) Instrument 2013
[FCA]

26 September 2013

  • 31 December 2013
  • 31 December 2015
  • IPRU-INV
FCA2013/64Mortgage Market Review (Pipeline Business) (Transitional Provisions) Instrument 2013
[FCA]

26 September 2013

  • 26 April 2014
  • MCOB
FCA2013/62Mortgage Market Review (Training and Competence) Instrument 2013
[FCA]

26 September 2013

  • 26 April 2014
  • TC
FCA2013/61Handbook Administration (No 31) Instrument 2013
[FCA]

26 September 2013

  • 27 September 2013
  • 1 October 2013
  • 31 December 2013
  • 1 January 2014
  • 1 April 2014
  • 26 April 2014
  • Glossary
  • SYSC
  • FEES
  • IPRU-INV
  • COBS
  • MCOB
  • CASS
  • SUP
  • DISP
  • COMP
  • COLL
  • CONC
  • FUND
  • LR
  • PR
  • BSOG
FCA2013/60Consumer Credit (Designation) Instrument 2013
[FCA]

1 August 2013

  • 1 April 2014
  • Glossary
  • CONC
FCA2013/51Alternative Investment Fund Managers Directive Instrument 2013
[FCA]

27 June 2013

  • 22 July 2013
  • 22 July 2014
  • PRIN
  • SYSC
  • GEN
  • FEES
  • GENPRU
  • BIPRU
  • UPRU
  • IPRU-INV
  • COBS
  • CASS
  • SUP
  • DISP
  • COMP
  • FUND
  • PERG
PRA2013/24Handbook Administration Instrument (No 1) 2013
[PRA]

22 July 2013

  • 23 July 2013
  • 22 July 2014
  • PRIN
  • SYSC
  • TC
  • GEN
  • FEES
  • GENPRU
  • BIPRU
  • IPRU-FSOC
  • IPRU-INV
  • COBS
  • ICOBS
  • MCOB
  • BCOBS
  • CASS
  • MAR
  • SUP
  • DISP
  • COMP
  • PROF
  • BSOG
FCA2013/43Conduct of Business Sourcebook (Platforms) (Amendment) Instrument 2013
[FCA]

25 April 2013

  • 1 May 2013
  • 6 April 2014
  • Glossary
  • COBS
FCA2013/34Conduct of Business Sourcebook (Key Features Illustrations for Personal Pensions) (Amendment) Instrument 2013
[FCA]
19 March 2013
  • 6 April 2013
  • 6 April 2014
  • COBS
2013/1Financial Services Compensation Scheme (Funding Review) Instrument 2013

17 January 2013

  • 1 April 2013
  • 1 April 2014
  • Glossary
  • FEES
  • SUP
  • DISP
  • COMP
2012/63Conduct of Business Sourcebook (Projections) (Amendment) Instrument 2012

31 October 2012

  • 6 April 2013
  • 6 April 2014
  • COBS
2012/47Prudential Sourcebook for Mortgage and Home Finance Firms, and Insurance Intermediaries (Non-Bank Lenders) Instrument 2012

27 September 2012

  • 26 April 2014
  • Glossary
  • MIPRU
2012/46Mortgage Market Review (Conduct of Business) Instrument 2012

27 September 2012

  • 26 October 2012
  • 26 April 2014
  • Glossary
  • TC
  • COBS
  • MCOB
  • SUP
  • PROF
  • PERG
2011/72Credit Unions New Sourcebook (Consequential Amendments) Instrument 2011

8 December 2011

  • 8 January 2012
  • 1 October 2014
  • Glossary
  • MIPRU
  • IPRU-INV
  • SUP
  • DEPP
  • DISP
  • COMP