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Click here to view amending instruments for this sectionDISP 1.7 Complaints forwarding rules

DISP 1.7.1
01/11/2007
FCA
A respondent that has reasonable grounds to be satisfied that another respondent may be solely or jointly responsible for the matter alleged in a complaint may forward the complaint, or the relevant part of it, in writing to that other respondent, provided it:
(1) does so promptly;
(2) informs the complainant promptly in a final response of why the complaint has been forwarded by it to the other respondent, and of the other respondent's contact details; and
(3) where jointly responsible for the fault alleged in the complaint, it complies with its own obligations under this chapter in respect of that part of the complaint it has not forwarded.

Dealing with a forwarded complaint

DISP 1.7.2
01/11/2007
FCA
When a respondent receives a complaint that has been forwarded to it under DISP 1.7.1 R, the complaint is treated for the purposes of DISP as if made directly to that respondent, and as if received by it when the forwarded complaint was received.
DISP 1.7.3
01/11/2007
FCA
On receiving a forwarded complaint, the standard time limits will apply from the date on which the respondent receives the forwarded complaint.
 
 
 
 
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