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Click here to view amending instruments for this sectionDTR 1.1 Application and purpose (Disclosure rules)1

DTR 1.1.1
01/07/2012
FCA
2The disclosure rules apply as follows:
(1)  DTR 1 and DTR 2 apply to an issuer whose financial instruments are admitted to trading on a regulated market in the United Kingdom or for which a request for admission to trading on a regulated market in the United Kingdom has been made;
(2)  DTR 3 applies to an issuer that is incorporated in the United Kingdom:
(b)  for whose financial instruments a request for admission to trading on a regulated market in the United Kingdom has been made;
(3)  the following apply to person discharging managerial responsibility, including directors, and connected persons:
(a)  DTR 1.1 and DTR 1.2;
(c)  DTR 1.4;
(d)  DTR 1.5.3 G; and
(e)  DTR 3; and
(4)  DTR 3 applies to a non-EEA state issuer 3 with the United Kingdom as its Home Member State.3

Purpose

DTR 1.1.2
01/07/2005
FCA
The purpose of the disclosure rules is to implement:
(1)  Article 6 of the Market Abuse Directive;
(2)  Articles 2 and 3 of Commission Directive 2003/124/EC; and
(3)  Articles 5 and 6 of Commission Directive 2004/72/EC.

FCA performing functions as competent authority

DTR 1.1.3
28/06/2013
FCA

Other relevant parts of Handbook
Note: Other parts of the Handbook that may also be relevant to persons to whom the disclosure rules apply include DEPP (Decision Procedure and Penalties Manual)44 and 4Chapter 9 of SUP (the Supervision manual)4.
The following Regulatory Guides are also relevant:4
1. The Enforcement Guide (EG)4
2. [intentionally blank]4

Note: A list of regulated markets can be found on the FCA website.