What's new and Notice board

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News


New Guide to designation

For information on how the FCA and PRA Handbooks were formed, please see the Guide to designation.



Search functionality

An enhanced Search functionality is available for the FS Handbook online. For help on how best to use this tool, please see Part 4 of the User Guide.

We appreciate your comments and feedback by email to handbook.feedback@fca.org.uk.



Useful tools


All users
Registered users
We appreciate your comments and feedback by email to handbook.feedback@fca.org.uk

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Instruments


May Boards
By date and reference number

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Handbook publications (Handbook notices and Policy development updates)


New Handbook publications since the last board meeting. FCA Board meetings are normally held on the fourth Thursday of every month.


All FCA Handbook publications are published on the FCA Resources page, available at http://www.fca.org.uk/your-fca/list



The FCA usually publishes its Handbook Notice on the day following the FCA Board meeting. To find Handbook Notices in the FCA Resources click here.

Policy development updates - scheduled to be published on the last Friday of every month. To find Policy development updates in the FCA Resources click here.
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Handbook releases


Hardcopy Releases

Release 138 (Handbook text as at 7th May 2013 - 6th June2013) is due to be dispatched by the end of June.

Releases are usually dispatched within six weeks following the effective date of Handbook material depending on the volume of amendments.

To find Handbook Releases online in the FCA Resources click here, type Handbook release into Search box and select Submit.

Handbook releases are normally published monthly and contain the updated pages for the Handbook, by module, so that users can print off each release to update their copy of the Handbook, or any module.



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Consultation papers, Discussion papers, Policy statements


FCA

To see the latest policy publications click here; then choose the type of document you wish to find from the Type box and select Submit.



PRA

PRA Publications


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Changes to Handbook text made by instruments this month

You can elect to receive email notification of changes to the text of the FCA and PRA Handbooks by clicking on the symbol at the top of any module, chapter or section, and can manage your selection using the "Alerts" page.


There are changes to the following IPRUs this month:

Details of changeFCA/PRA
GENPRU 3.1:  Application
[FCA]
[PRA]
GENPRU 3 Annex 1:  Capital adequacy calculations for financial conglomerates (GENPRU 3.1.29R)
[FCA]
[PRA]
BIPRU 1.3:  Applications for advanced approaches and waivers
[FCA]
[PRA]
BIPRU 3.2:  The central principles of the standardised approach to credit risk
[FCA]
[PRA]
BIPRU 4.2:  The IRB approach: High level material
[FCA]
[PRA]
BIPRU 6.5:  Operational risk: Advanced measurement approaches
[FCA]
[PRA]
BIPRU 8.2:  Scope and basic consolidation requirements for UK consolidation groups
[FCA]
[PRA]
BIPRU 8.3:  Scope and basic consolidation requirements for non-EEA sub-groups
[FCA]
[PRA]
BIPRU 8.5:  Basis of consolidation
[FCA]
[PRA]
BIPRU 8 Annex 4:  Text of Articles 125 and 126 of the Banking Consolidation Directive
[FCA]
[PRA]
BIPRU 9.15:  Requirements for investors
[PRA]
BIPRU 10.8A:  Intra-group exposures: core UK group
[FCA]
[PRA]
BIPRU 11.2:  Basis of disclosures
[FCA]
[PRA]
BIPRU 11.4:  Technical criteria on disclosure: General criteria
[FCA]
[PRA]
INSPRU 6.1:  Application
[PRA]
COBS 4.1:  Application
[FCA]
COBS 4.11:  Record keeping: financial promotion
[FCA]
COBS 4.12:  Unregulated collective investment schemes
[FCA]
COBS 9.3:  Guidance on assessing suitability
[FCA]
COBS Sch 1:  Record keeping requirements
[FCA]
ICOBS 8.4:  Employers' Liability Insurance
[FCA]
SUP 15.9:  Notifications by members of financial conglomerates
[FCA]
[PRA]
SUP 16.12:  Integrated Regulatory Reporting
[FCA]
[PRA]
COLL 8.1:  Introduction
[FCA]
COLL 8 Annex 1:  Qualified Investor Schemes: eligible investors
[FCA]





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Changes to guides made by instruments this month

Amendments to guides this month:







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Changes to Handbook text becoming effective this month

There are changes to the following IPRUs becoming effective between 7th June - 6th July:
Section amended Reason for change Effective date FCA/PRA
GENPRU 3.1 FCA 2013/45, PRA 2013/22 10 June 2013
[FCA]
[PRA]
GENPRU 3 Annex 1 FCA 2013/45, PRA 2013/22 10 June 2013
[FCA]
[PRA]
BIPRU 1.3 FCA 2013/45, PRA 2013/22 10 June 2013
[FCA]
[PRA]
BIPRU 3.2 FCA 2013/45, PRA 2013/22 10 June 2013
[FCA]
[PRA]
BIPRU 4.2 FCA 2013/45, PRA 2013/22 10 June 2013
[FCA]
[PRA]
BIPRU 6.5 FCA 2013/45, PRA 2013/22 10 June 2013
[FCA]
[PRA]
BIPRU 8.2 FCA 2013/45, PRA 2013/22 10 June 2013
[FCA]
[PRA]
BIPRU 8.3 FCA 2013/45, PRA 2013/22 10 June 2013
[FCA]
[PRA]
BIPRU 8.5 FCA 2013/45, PRA 2013/22 10 June 2013
[FCA]
[PRA]
BIPRU 8 Annex 4 FCA 2013/45, PRA 2013/22 10 June 2013
[FCA]
[PRA]
BIPRU 9.15 PRA 2013/22 10 June 2013
[PRA]
BIPRU 10.8A FCA 2013/45, PRA 2013/22 10 June 2013
[FCA]
[PRA]
BIPRU 10.8A FCA 2013/45, PRA 2013/22 10 June 2013
[FCA]
[PRA]
BIPRU 11.2 FCA 2013/45, PRA 2013/22 10 June 2013
[FCA]
[PRA]
BIPRU 11.4 FCA 2013/45, PRA 2013/22 10 June 2013
[FCA]
[PRA]
INSPRU 6.1 PRA 2013/22 10 June 2013
[PRA]
SUP 15.9 FCA 2013/45, PRA 2013/22 10 June 2013
[FCA]
[PRA]
SUP 16.12 FCA 2013/45, PRA 2013/22 10 June 2013
[FCA]
[PRA]



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Changes to guides becoming effective this month

There are no changes to guides becoming effective between 7th June - 6th July.
Section amended Reason for change Effective date FCA/PRA

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Click here to show/hide table contentsList of addenda to instruments


Reference number Title of instrument Date of addendum Date effective Relevant sourcebook/manual
FSA 2007/58 MiFID (Deferred Matters and Consequential Amendments) Instrument 2007 (Errata) 5 November 2007 1 November 2007 COBS
FSA 2007/58 MiFID (Deferred Matters and Consequential Amendments) Instrument 2007 25 October 2007 1 November 2007 MCOB
FSA 2005/28 Periodic Fees (2005/2006) Instrument 2005 18 August 2005 18 August 2005 SUP
FSA 2005/25 Third Party Processors Instrument 2005 24 May 2005 24 May 2005 GEN
FSA 2005/23 Simplified Prospectus Instrument 2005 23 June 2005 23 June 2005 COB
Glossary
FSA 2005/18 Electronic Money Sourcebook (Amendment) Instrument 2005 21 April 2005 21 April 2005 ELM
FSA 2005/15 Market Abuse Directive Instrument 2005 18 August 2005 18 August 2005 MAR
FSA 2004/98 Integrated Prudential Sourcebook (Insurers and other Amendments) (Consequential Amendments) Instrument 13 April 2005 13 April 2005 Glossary
FSA 2004/98 Integrated Prudential Sourcebook (Insurers and other Amendments) (Consequential Amendments) Instrument 22 December 2004 22 December 2004 Glossary
IPRU (INS)
FSA 2004/94 Supervision Manual (Actuaries) Instrument 2004 29 July 2005 29 July 2005 SUP
FSA 2004/92 Client Assets Sourcebook (Amendment No 2) Instrument 25 November 2004 25 November 2004 CASS
FSA 2004/89 Depolarisation Instrument 18 August 2005 18 August 2005 COB
ICOB
FSA 2004/89 Depolarisation Instrument 9 December 2004 9 December 2004 Glossary
FSA 2004/87 Integrated Prudential Sourcebook (Insurers and other Amendments) Instrument 2004 26 April 2005 26 April 2005 PRU
FSA 2004/87 Integrated Prudential Sourcebook (Insurers and other Amendments) Instrument 2004 14 December 2004 14 December 2004 PRU
FSA 2004/67 Distance Marketing Directive (Amendment) Instrument 19 October 2004 19 October 2004 COB
FSA 2004/59 Complaints Sourcebook (Mortgage and General Insurance Transitional Complaints) Instrument 17 August 2004 17 August 2004 DISP
FSA 2004/56 Financial Conglomerates and Other Financial Groups Instrument 30 December 2004 30 December 2004 PRU
SUP
FSA 2004/56 Financial Conglomerates and Other Financial Groups Instrument 17 August 2004 17 August 2004 PRU
SUP
FSA 2004/52 Listing Rules (Announcement Headlines) Instrument 7 July 2004 7 July 2004 UKLA
FSA 2004/48 Supervision Manual (Guidance Amendment No. 1) Instrument 17 August 2004 17 August 2004 SUP
FSA 2004/44 Long-Term Care Insurance Contracts Instrument 25 November 2004 25 November 2004 COB
FSA 2004/44 Long-Term Care Insurance Contracts Instrument 5 November 2004 5 November 2004 COB
FSA 2004/44 Long-Term Care Insurance Contracts Instrument 19 October 2004 19 October 2004 COB
FSA 2004/39 Distance Marketing Directive Instrument 2004 22 December 2004 22 December 2004 COB
FSA 2004/39 Distance Marketing Directive Instrument 2004 25 November 2004 25 November 2004 COB
FSA 2004/29 Supervision Manual (Reporting & Audit Requirements) Instrument 2004 29 September 2005 29 September 2005 SUP
FSA 2004/29 Supervision Manual (Reporting & Audit Requirements) Instrument 2004 18 March 2005 18 March 2005 SUP
FSA 2004/23 Conduct of Business Sourcebook (Amendment no 16) Instrument 19 October 2004 19 October 2004 COB
FSA 2004/11 Credit Unions Sourcebook (Amendment No 5 & Consequential Amendments to the Handbook) Instrument 2004 22 December 2004 22 December 2004 CRED
FSA 2004/09 Appointed Representatives Instrument 9 August 2004 9 August 2004 SUP
FSA 2004/08 Insurance: Conduct of Business sourcebook Instrument 19 October 2004 19 October 2004 GEN
TC
FSA 2004/01 Insurance Mediation and Mortgage Mediation, Lending and Administration (Prudential Provisions) Instrument 8 December 2004 8 December 2004 PRU
SUP
Glossary
COMP
FSA 2003/72 Mortgages: Conduct of Business sourcebook Instrument 19 October 2004 19 October 2004 GEN
TC
FSA 2003/01 Statutory Status Disclosure Instrument 22 September 2004 22 September 2004 COB
FSA 2002/49 Electronic Commerce Directive Instrument 19 October 2004 19 October 2004 COB

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Minor non-legal changes

The FCA and PRA have made minor changes to the FCA and PRA Handbooks listed in the links below. These changes do not alter the legal effect of the Handbook text; they have therefore been made without consultation and without the use of an instrument. They have not been detailed in a Handbook Notice.

The lists are compiled by year of amendment, and the current list is updated monthly. The lists show the details of each change and the date on which it was incorporated into the consolidated version of the Handbooks.

Those changes to the Handbooks which have legal effect will continue to be made by instrument.

2013 Non-legal changes for the FCA and PRA

2013 Non-legal changes

COLLG - 14 December 2012

2012 Non-legal changes

2011 Non-legal changes

2010 Non-legal changes

COLLG - 22 January 2009

2009 Non-legal changes

2008 Non-legal changes